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FOCUSED . ADVANCED . CREDIBLE

This blog helps advisors discuss risk credibly with HNW investors

Discuss Risk Credibly
When Wasteful Plan Fiduciaries Tell You That Savings You Propose Are Not “apples-to-apples”

When Wasteful Plan Fiduciaries Tell You That Savings You Propose Are Not “apples-to-apples”

When it comes to bringing a needed change to a retirement plan, there will usually be a fair amount of...

How Quickly Is Disruption Happening In The 401k Space?

How Quickly Is Disruption Happening In The 401k Space?

Don’t get overly distracted by the fiduciary rule. Daniel Satchkov has some sensible advice, says John Sullivan of 401kSpecialistMag. Watch...

Best Practices For Reaching a Busy Plan Sponsor

Best Practices For Reaching a Busy Plan Sponsor

38% of Plan Sponsor Are Looking For Another Advisor – Best Practices For Reaching a Busy Plan Sponsor   We...

How You Can Solve The Most Difficult DOL Rule Documentation Requirement

How You Can Solve The Most Difficult DOL Rule Documentation Requirement

Today we are going to tackle one of the most difficult data challenges you will encounter in creating a best...

Which FINRA regulations are part of the DOL Rule best interest report requirements?

Which FINRA regulations are part of the DOL Rule best interest report requirements?

Traditionally, courts and the DOL find some key elements to be most important, in regard to facts and circumstances presented...

RiXtrema Launches Fiduciary Checklist

RiXtrema Launches Fiduciary Checklist

Original Article from Javier Simon at PlanAdviser can be read HERE The checklist covers various fiduciary responsibilities including those not associated...

The Department of Labor’s Fiduciary Rule – Three Issues to Consider if you Advise IRAs

The Department of Labor’s Fiduciary Rule – Three Issues to Consider if you Advise IRAs

By Guest Bloggers, Robert L. Sichel and Amanda M. Katlowitz of K&L Gates According to the Investment Company Institute, at the...

Crazy Question of the Day: Will Bitcoin Ever Be a Fiduciary Asset?

Crazy Question of the Day: Will Bitcoin Ever Be a Fiduciary Asset?

  The mysterious Satoshi Nakamoto created Bitcoin (BTC), the first digital currency as a result of the 2008 financial crisis....

DOL Fiduciary Rule Best Interest Requirements: Creditor Protection in ERISA Plans

DOL Fiduciary Rule Best Interest Requirements: Creditor Protection in ERISA Plans

Is it important to factor in safety from creditors during a 401(k) rollover? How safe was the money in the...

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You For those participating in the financial...